Question: Question 2 - Regulators Marks allocated: 15 marks || Prepare a table, similar to the one below, which lists the three chief regulators of the
Question 2 - Regulators Marks allocated: 15 marks || Prepare a table, similar to the one below, which lists the three chief regulators of the Australian financial services industry. For each regulator answer the following: a) What legislation they administer (1 mark per regulator; total 3 marks) b) Their primary role in the Australian regulatory environment (1 mark per regulator; total 3 marks) c) Regulator's website and link to home page (1 mark per regulator; total 3 marks) d) Provide an example of how the regulator impacts on your job role (2 mark per regulator, 6 total marks) Regulator Legislation Role Website Job role Australian Securities and Investment Commission (ASIC) Australian Prudential and Regulatory Authority (APRA) Reserve Bank of Australia (RBA)
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