Question $5$

An investment plan for a client should include:

Select one

A$.$ Managing risk, excluding returns

B$.$ Seeking investment returns, excluding risk considerations

C$.$ Meeting client cash flow needs

D$.$ Day trading

Question $6$

Of the following choices, a portfolio strategy's success is most likely measured by:

Select one

A$.$ Its total return

B$.$ Capital gains

C$.$ Dividend income

D$.$ Legal compliance