Question 50

An initial public offering (IPO) is an example of financing:

Group of answer choices

In the primary markets

In the secondary markets

On the New York Stock Exchange

Through a financial intermediary

Question 51

A prospectus associated with a new security issue:

Group of answer choices

Informs potential investors about the company issuing the securities.

Cannot be purchased without approval of the Securities and Exchange Commission (SEC).

Is the companys internal planning document

Is a special form of the security

Question 52

The NASDAQ stock market is all the following except:

Group of answer choices

A physical market like the New York Stock Exchange

Where all government bonds trade

Identified with high-tech companies

A computerized network of securities dealers