Question: Recent CRM2 implementation represents significant regulatory reforms to enhance advisor/ client relationship. It aims to improve transparency via disclosure of fees, account performance , strengthening
Recent CRM2 implementation represents significant regulatory reforms to enhance advisor/ client relationship. It aims to improve transparency via disclosure of fees, account performance , strengthening suitability & prevent conflicts of interest.
Do you think enough has been done to protect consumer? Explain
What are some of the possible negative unintended consequences?
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