Required information Introduction Read the overview below and complete the activities that follow. Laws Regulating Securities A variety of laws must be dealt with whenever securities are created and sold. Since liability can attach in a variety of ways, it is imperative that business executives protect their companies whenever entering the securities market. CONCEPT REVIEW: Entering the securities market requires an understanding of a very complex legal field. Each securities-related law must be complied with both from a filing and a chronological aspect. Failure to strictly comply can lead to a variety of unwanted sanctions. Read the statements. Drag and drop each item into the most specifically correct spot on the chart. Each Suits by individuals Specific allegations Audit committees Short-swing profits Securities Act of 1933 Securities Exchange Act of 1934 Private Securities Litigation Reform Act 1995 Sarbanes-Oxley Act of 2002 None of the categories Registration statement