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ritten Aug 26,20248:31 PM - Aug 26,20248:53. PM Attempt Score (6)/(10)-60% Overall Grade (Highest Attempt)(6)/(10)-60% Question 1 Financial advisor John Smith manages investment accounts for clients mostly in his home state of Ohio. He should register with the Ohio division of securities if: He has any clients outside Ohio The assets under his management exceed 30 million He is not a CFP certificant Assets under his management are less than 25 million Question 4 The CFP Board recommends that financial planners provide clients with a written disclosure document that includes an audited financial statement.

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