Question: ritten Aug 2 6 , 2 0 2 4 8 : 3 1 PM - Aug 2 6 , 2 0 2 4 8 :
ritten Aug : PM Aug : PM Attempt Score Overall Grade Highest Attempt Question Financial advisor John Smith manages investment accounts for clients mostly in his home state of Ohio. He should register with the Ohio division of securities if: He has any clients outside Ohio The assets under his management exceed million He is not a CFP certificant Assets under his management are less than million Question The CFP Board recommends that financial planners provide clients with a written disclosure document that includes an audited financial statement.
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