Question: Rob Elliott, CFA, is an analyst with a large asset management firm. His personal portfolio includes a large amount of common stock of Tech Inc.,
Rob Elliott, CFA, is an analyst with a large asset management firm. His personal portfolio includes a large amount of common stock of Tech Inc., a semiconductor company, which his firm does not currently follow. The director of the research department has asked Elliott to analyze Tech and write a report about its investment potential. Based on the CFA Institute Standards of Professional Conduct, the most appropriate course of action for Elliot is to: A) decline to write the report. B) sell his shares of Tech before completing the report. disclose the ownership of the stock to his employer and in the report, if he C) writes it
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