Question: SEC Fillings: Listed below are items that may or may not require the filing of an SEC form. For each item ibelow, select the appropriate

SEC Fillings: Listed below are items that may or may not require the filing of an SEC form. For each item ibelow, select the appropriate form from the list provided. A selection may be used once, more than once, or not at all.

- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14.

There is a change in beneficial ownership.

- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14.

There is a change in control of the company.

- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14.

The annual report providing a comprehensive overview of a company's business and financial condition.

- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14.

A brief notice that provides information about a company and offering that is raising less than $1 million and need not be registered with the SEC but is required to file.

- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14.

To report required disclosures as specified under Rule 504 of Regulation B.

- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14.

To report insider transactions that should have been reported earlier or were eligible for deferred reporting.

- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14.

To disclose whether a company that is an accelerated filer makes periodic and current reports available, free of charge, on its website.

- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14.

A current report to announce major events that shareholders should know about.

- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14.

The report filed for each of the first three quarters of the company's fiscal year.

- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14.

The initial filing of a statement of beneficial ownership.

1.

Form 2

2.

Form 4

3.

Form 8-K

4.

Form 10-K

5.

Form A

6.

Form C

7.

Form S-T

8.

Form 3

9.

Form 5

10.

Form 8-Q

11.

Form 10-Q

12.

Form B

13.

Form D

14.

None

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