Question: SEC registration is not required when a company makes a public offering of securities issue having a value less than $5 million and a maturity

SEC registration is not required when a company makes

  • a public offering of securities issue having a value less than $5 million and a maturity less than nine months.

  • a private placement of securities.

  • an issue of debt with a maturity less than nine months.

  • both a private placement of securities and a public offering of securities issue having a value less than $5 million and a maturity less than nine months. .

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