Question: SEC Rule 1 0 ( b ) - 5 prohibits the commission of a fraud in connection with the purchase or sale of Securities traded
SEC Rule b prohibits the commission of a fraud in connection with the purchase or sale of
Securities traded on a national exchange.
Securities subject to the reporting requirsments of the Securities Exchange Act of
Securities of a Ccorporation, but not an Scorporation.
Any security.
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