Question: securities ? Multiple Choice Require that one trustworthy and bonded employee be responsible for access to the safekeeping area where securities are kept. Require that
securities
Multiple Choice
Require that one trustworthy and bonded employee be responsible for access to the safekeeping area where securities are kept.
Require that employees who enter and leave the safekeeping area sign and record in a log the exact reason for their access.
Require that employees involved in the safekeeping function maintain a subsidiary control ledger for securities on a current basis.
Require that the safekeeping function for securities be assigned to a bank or stockbroker that will act as a custodial agent.
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