Question: Select all that apply In addition to the Criminal Code of Canada dealing with securities trading, the following are all regulatory bodies that oversee the
Select all that apply
In addition to the Criminal Code of Canada dealing with securities trading, the following are all regulatory bodies that oversee the security industry in Canada:
Multiple select question.
Securities Investor Protection Corporation protects investors from losses when brokerage firms fail
Canadian Securities Administrators CSA focuses on improving, coordinating and harmonizing capital markets
Provincial securities commissions are responsible for administering and enforcing provincial securities laws
Investment Industry Regulatory Organization IIROC oversees investment dealers and trading activity on debt and equity marketplaces
The Mutual Fund Dealers Association MFDA is regulates the mutual fund industry
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