Question: Sofia is a licensed Investment Advisor with DKE Securities in Winnipeg, Manitoba and is interested in pursuing licensing in Ontario and British Columbia. What must
Sofia is a licensed Investment Advisor with DKE Securities in Winnipeg, Manitoba and is interested in pursuing licensing in Ontario and British Columbia. What must Sofia file?a.Single registration form with CIRO for both provinces.b.Separate paper copy registration forms for each province.c.Separate electronic registration form through the NRD for each province.d.Single electronic registration form through the NRD.
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