Question: Step 1 Risks Brief description Concentration Risk Credit Risk Systematic/Market Risk Liquidity Risk Compliance/Governance Risk Step 2 List of possible risks Likelihood/Probability of occurrence H/M/L

Step 1

Risks

Brief description

Concentration Risk

Credit Risk

Systematic/Market Risk

Liquidity Risk

Compliance/Governance Risk

Step 2

List of possible risks

Likelihood/Probability of occurrence

H/M/L

Impact (if occurred)

H/M/L

What is being done about it now

What more can be done about it

Person responsible

Step 3

Risk identified

Impact

Probability

Exposure

Control

Review date

Step 4

Specific Area of FI

Risk/Issue

Recommended Actions

Risk Rating H/M/L

Responsible Person

Monitoring Frequency

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