Thanai $($ages $50)$ is an engineer at a private company, he earns $120,000$ THB for his monthly salary.$$ In term of family responsibility; Thanai is responsible for; an $84$ years old mother $($who lives at his house$),$ a wife $($she works as a nurse in a private hospital$),$ his $3$ children for their education until complete bachelor degree $($age $15,10,$ and $4),$ and monthly family living expenses.$$ Last year, he bought a new Toyota, which he has to pay his car loan for the next $7$ years.$$

Use Thanai case to answer question# $1-9$:

$1.$ Before investing in any investment assets, Thanai must open the account with a financial company $($bank$,$ mutual fund company, etc$).$ Apart from filling$-$in application form, Thanai must fill$-$in $.....$ form.$$ This form, later is use to identify the type of investor.

a$.$ Risk Assessmentb. Source of Incomec. Amount of investment

$2.$ From the personal profile above, Thanai should fit into $....$ type of investor.

a$.$ Aggressiveb. Conservativec. Moderate

$3.$ Ranking from risk and return perspective, and from question #$2,$ which of the following assets Thanai should not invest in$?$

a$.$ Bondb. Common stockc. Goldd. Mutual fundse. Bitcoin

$4.$ Assume Thanai want to invest in common stock of company ABC.$$ He must be aware that this stock is traded in stock exchange, which is$.......$

a$.$ auction marketb. dealer market

$5.$ When trading common stock, Thanai must know that $......$ is the one who facilitates the trading, although nowadays it is automatic with computer$-$based.

a$.$ analystb. brokerc. dealerd. officer

$6.$ From question #$4-5,$ when Thanai trades stocks, regardless he earns or losses, he must pay $......$

a$.$ commission feeb. dealer feec. marketing fee

$7.$ Assume Thanai wants to invest in corporate bond.$$ Your suggestion is before investing, Thanai should look into $........$ which identify credit risk of the company.

a$.$ Company assetsb. Company debtc. Bond ratingd. Amount of investment

$8.$ Which of the following should be the bond Thanai should invest?

a$.$ AA rated bondb. CCC rated bondc. non$-$rated bond

$9.$Do Not Put All Eggs In One Basket$.$ This phrase simply refers to $.......$

a$.$ cash depositsb. bond investmentc. stock investmentd. portfolio investment