The goal is to have RISK-BASED AUDIT PLAN for a BANKING INDUSTRY.

What are the audit plan and audit programs to be included in the audit area of COMPLIANCE FUNCTION?

See the example below:

NAME OF COMPANY : TARGET ACTUAL FOR THE PERIOD; JANUARY, 20X2 - DECEMBER, 20X2 START DATE: NATURE OF ASSIGNMENT: INTERNAL AUDIT END DATE: MAN HOURS: AREA DETAILS Extent Target Scott's No. al End No. of Initial Check Data Dai Days'math Hours Fin quang COMPLIANCE FUNCTION Test whathe the compliance lunchion is designed to resume their the organization is complying with all necessary requirements PREPARED BY: APPROVED BY: INTERNAL AUDIT BOARD AUDIT SUB COMMITTEE