Question: The Uniform Securities Act prohibits broker - dealers from engaging in activity that has the effect of manipulating stock market prices. These would include A

The Uniform Securities Act prohibits broker-dealers from engaging in activity that has the effect of manipulating stock market prices. These would include
A)
higher than reasonable commissions or markups.
B)
selling unregistered, nonexempt securities.
C)
churning.
D)
matched orders.

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