Under current guidance are broker-dealers required to risk assess all third parties who use any confidential client

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Under current guidance are broker-dealers required to risk assess all third parties who use any confidential client information in the course of the services provided?

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Principles of Auditing and Other Assurance Services

ISBN: 978-0078025617

19th edition

Authors: Ray Whittington, Kurt Pany

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Posted Date: Mar 11, 2024 04:28 PM

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Under current guidance are broker-dealers required to risk assess all third parties who use any confidential client

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Principles of Auditing and Other Assurance Services

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