Question: Under Rule 1 0 2 ( e ) , the SEC Multiple Choice can issue a final order which cannot be appealed. impose civil penalties

Under Rule 102(e), the SEC
Multiple Choice
can issue a final order which cannot be appealed.
impose civil penalties of up to $1,000,000 against a CPA.
can suspend a CPA from practicing before the SEC for violations of securities laws.
cannot take action against a professional who only abetted a CPAs violation of securities law.

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