Question: Under SEC Reg BI when considering recommendations with regard to IRAs, you should consider certain additional aspects. Which of the following would NOT be an
Under SEC Reg BI when considering recommendations with regard to IRAs, you should consider certain additional aspects. Which of the following would NOT be an aspect to consider? a. Application of required minimum distributions b. Protections from creditors and legal judgments c, Holdings of employer stock d. Your commission and sales quota
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