Question: Upon providing the client referral to the Financial Representative / Financial Advisor, can the Insurance Agent still be present with the FR / FA at

Upon providing the client referral to the Financial Representative/ Financial Advisor, can the Insurance Agent still be present with the FR/FA at the client meeting?
Yes. Insurance Agents can be involved in subsequent meetings regarding securities, if insurance will be discussed at least in part.
No. The FR/FA must be the only person involved and present when talking to the client about securities.
Upon providing the client referral to the

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