Vocabulary

What does it mean?

Select the term associated with making investment decisions that corresponds to each of the given descriptions. $($Note: These are not necessarily

complete definitions, but there is only one possible answer for each description.$)$

Description

Term

This is a statement that helps you in identifying how you can cut down some expenses to save money

to invest.

This refers to the market where security prices are expected to rise, thus encouraging buying of

securities$.$

This is a nonprofit agency which protects consumers against the failure of the brokerage firms.

This document containing information about the security issuer is available for investors who buy a

new security issue.

This process is used to settle disputes between the client and the brokerage firm outside of court and

in front of a qualified panel.