Question: Which act regulates ongoing reporting by companies whose companies securities are listed and traded on a stock exchange or that possess assets greater than $

Which act regulates ongoing reporting by companies whose companies securities are listed and traded on a stock exchange or that possess assets greater than $

10

million and its equity securities are held by

500

or more persons?

Multiple choice question.

Securities Exchange Act of

1934

Sarbanes

-

Oxley Act of

2002

Dodd

-

Frank Act of

2010

Securities Exchange Act of

1933

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