Question: Which statement below is a false statement?Option ABroker-dealer purchases stock being offered for sale by a client and then immediately sells it to another client
Which statement below is a false statement?Option ABroker-dealer purchases stock being offered for sale by a client and then immediately sells it to another client who wished to buy the stock.Option BBroker-dealer must report the transactions, but not any information prior to the trade.Option CATS usually has an automated trading platform to match orders from clients.Option DThe ATS must report trades and disclose any pre-trade information to the sellers.
Step by Step Solution
There are 3 Steps involved in it
Get step-by-step solutions from verified subject matter experts
