Question: Which statement is TRUE about an introducing broker - dealer?A Introducing broker - dealers keep custody of customer funds and securitiesBIntroducing broker - dealers send
Which statement is TRUE about an introducing brokerdealer?A Introducing brokerdealers keep custody of customer funds and securitiesBIntroducing brokerdealers send customers trade confirmations and statements of accountCIntroducing brokerdealers maintain their accounts at a clearing firmD Introducing brokerdealers cannot be FINRA members
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