Question: Your group has been assigned a disciplinary case that either has been or is currently being dealt with by IIROC. Carefully read all the relevant

Your group has been assigned a disciplinary case that either has been or is currently being dealt with by IIROC. Carefully read all the relevant details of your case. In your report you must explain:

  1. The events and actions that led to this disciplinary process.
  2. How the ( alleged) offender should have acted/behaved in their particular situation to avoid the action being taken by IIROC?
  3. Did any principals of conducts get violated?

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