Briefly describe the key requirements of the following federal securities laws: a. Securities Act of 1933 b.

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Briefly describe the key requirements of the following federal securities laws:

a. Securities Act of 1933

b. Investment Company Act of 1940

c. Investment Advisors Act of 1940

d. Insider Trading and Fraud Act of 1988

e. Regulation Fair Disclosure (2000)

f. Sarbanes-Oxley Act of 2002

g. Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

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Fundamentals Of Investing

ISBN: 9780134083308

13th Edition

Authors: Scott B. Smart, Lawrence J. Gitman, Michael D. Joehnk

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Question Posted: Dec 15, 2016 09:22 AM

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Briefly describe the key requirements of the following federal securities laws: a. Securities Act of 1933 b.

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a The Securities Act of 1933 requires companies to disclose all information relevant to new security issues The company must file a registration state...View the full answer

Fundamentals Of Investing

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