The Securities and Exchange Commission (SEC) makes rules regarding what must be in a stock prospectus, prosecutes

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The Securities and Exchange Commission (SEC) makes rules regarding what must be in a stock prospectus, prosecutes and adjudicates alleged violations, and prescribes punishment. This gives the SEC considerable power. What checks are there against this power?

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Related Book For  answer-question

Business Law Text and Exercises

ISBN: 978-1305509603

8th edition

Authors: Roger LeRoy Miller, William E. Hollowell

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