Question: Did Othan violate the CFA Institute Code and Standards by not disclosing to clients that he was receiving $500 for each client that he brought
Did Othan violate the CFA Institute Code and Standards by not disclosing to clients that he was receiving $500 for each client that he brought over to JRA from Sack?
A. No B. Yes, because this is a referral fee C. Yes, because this is additional compensation
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