Question: While cold calling, a registered rep convinces a customer to purchase 100 shares of MKR for cash. On the date of that first transaction, the
While cold calling, a registered rep convinces a customer to purchase 100 shares of MKR for cash. On the date of that first transaction, the signature(s) of which of the following is/are required?
I. The registered representative II. The customer III. The principal IV. The guarantor
(A) IV only
(B) I and III
(C) I, II, and III
(D) I, II, III, and IV
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