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1. Which TWO must you do according to the FATF 40 recommendations? a. Alert customer that a SAR/STR has been filed b. Report personal and financial data for suspect transactions c. Report origin and destination of funds d. Pursue criminal prosecutions against clients guilty of AML violations 2. To what percentage of ownership are you required to determine ultimate beneficial ownership (UBO)? a. 15% b. 25% C. 30% d. 50% 3. US 314b requirements are easily implemented in other jurisdictions. a. True b. False 4. Which TWO are correct about a terrorist? a. Terrorist is motivated by greed b. The flow of laundered funds is linear C. Terrorist is motivated by ideology d. Terrorist reinvests the laundered money into further predicate crimes 5. Which TWO are typically the greatest weaknesses of a criminal organization? a. Personnel b. Finance c. Logistics d. Communications 6. Which is the responsibility of an investigator at a financial institution? a. Build a prosecutable case b. Determine if a predicate offense has been committed c. Use SARISTR to build a criminal case d. Identity and report suspicious activity