Question: _______1. Before filing a registration statement with the SEC, a non-exempt issuer cannot sell or offer to sell securities to the public. _______2. Exemptions from

_______1. Before filing a registration statement with the SEC, a non-exempt issuer cannot sell or offer to sell securities to the public.

_______2. Exemptions from federal securities laws are also exemptions from state securities laws.

_______3. Exempt securities under federal laws generally can be sold without being registered.

_______4. Generally state securities laws apply to INTRASTATE transactions. (Intrastate means within one state.)

yes it is True False

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