Question: 1 . TopPlan ( Pty ) Ltd ( TopPlan ) is an authorised financial services provider ( FSP ) , in terms of the Financial
TopPlan Pty Ltd TopPlan is an authorised financial services provider FSP in terms of the Financial Advisory and Intermediary Services Act of the FAIS Act to provide Category I financial services advice and intermediary services Which of the following statements are correct?
i TopPlan may only appoint natural persons as representatives.
ii TopPlan must regularly evaluate and review its key individuals' and representatives' technical knowledge, skills and expertise.
iii TopPlan must provide its clients with a statement of account, quarterly, in connection with the financial services that TopPlan renders to its clients.
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