Question: 1 . SixStepPlan ( Pty ) Ltd ( SixStepPlan ) wants to provide holistic financial planning services, and has applied to be authorised as a

1. SixStepPlan (Pty) Ltd (SixStepPlan) wants to provide holistic financial planning services, and has applied to be authorised as a financial services provider (FSP), in terms of the Financial Advisory and Intermediary Services Act 37 of 2002(the FAIS Act). Which of the following statements are correct?
(i) If SixStepPlan is authorised as an FSP, it may automatically provide advice and intermediary services in respect of all categories and subcategories of financial services.
(ii) While waiting to be authorised as an FSP, SixStepPlan started having clients sign advisor appointment notes, in terms of which, the client appoints SixStepPlan as the client's FSP, and the relevant representative, as the client's financial planner. This is in contravention of the FAIS Act.
(iii) If SixStepPlan is authorised as an FSP, it must disclose to a client, in writing, the details of the financial services it is authorised to provide to clients, within 30 days of rendering financial services to a client.
(iii)
(i) and (ii)
(ii) and (iii)
(i),(ii) and (iii)
None of the above options

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