1. Unusual Activity Reports (UARs) are required to be submitted to the Compliance Department within _ calendar days of the employee's observation of unusual activity, unless otherwise stated. A. O 15 B. 7 C. 5 30 X Incorrect 2. What report is completed and filed by casinos for cash transactions greater than $10,000 conducted by, or on behalf of, one person, as well as multiple cash transactions that aggregate (in or out) in a single "gaming" day? A. Suspicious Activity Report B. Currency Transaction Report C. 1099 D W2G Incorrect 4. Which of the following statements is true about Suspicious Activity Reports (SARs)? A. Involves $10,000 in funds B. Involves a W2G filing C. Involves a 1099 filing D. Normally involves at least $5,000 in funds and activity is designed to evade law X Incorrect 9. Suspicious activity includes any transactions that involves at least $5,000 in funds and: A. O Has a business or lawful purpose B. Involves an employee that has a poor attitude towards management C. Involves funds derived from illegal activity D. All of the above X Incorrect are key components of a casino's BSA/AML Compliance Program. 11. All of the following except A. O Training B System of Internal Controls C. Alcohol awareness D. A qualified BSA Compliance Officer Incorrect 13. A Suspicious Activity Report (SAR) is required to be filed for patterns or transactions totaling. or more, when the casino knows, suspects or has reason to suspect that the transaction involves funds derived from illegal activity or is intended to conceal funds derived from illegal activity. A. $10,000 B $3,000 C. $5,000 D $1,500 X Incorrect are major areas covered by BSA/AML Policies and Procedures. 14. All of the following except A. O OFAC and Terrorist Financing B. OBSA/AML Investigations C. Proper W2G filing D Currency Aggregation Incorrect