1. Unusual Activity Reports (UAR) are required to be submitted to the Compliance department within calendar days

of the employee's observation of unusual activity, unless otherwise stated.

A. 15

B. 7

C. 5

What report is completed and filed by casinos for cash transactions greater than $10,000 conducted by, or on behalf of,

one person, as well as multiple cash transactions that aggregate (in or out) in a single "gaming" day?

B. Currency Transaction Report

C. 1099

D. W2G

Which of the following statements is true about Suspicious Activity Reports (SARs)?

B. Involves a W2G filing

C. Involves a 1099 filing

D. Normally involves at least $5,000 in funds and activity is designed to evade the law.

4. Suspicious activity includes any transactions that involve at least $5,000 in funds and:

A. Has a business or lawful purpose

B. Involves an employee that has a poor attitude towards management

C. Involves funds derived from illegal activity

11. All of the following except______ are key components of a casino's BSA/AML compliance program.

A. Training

B. System of Internal Controls

C. Alcohol awareness

13. A Suspicious Activity Report (SAR) is required to be filed for patterns or transactions totaling__________or more,

when the casino knows, suspects, or has reason to suspect that the transaction involves funds derived from illegal activity

or is intended to conceal funds derived from illegal activity.

B.$3,000

C. $5,000

D. $1,500

All of the following except______________are major areas covered by BSA/AML Policies and Procedures.

B. BSA/AML Investigations

C. Proper W2G filling

D. Currency Aggregation