Question: 19&20 19. A preliminary prospectus that is allowed to circulate prior to SEC approval of the registration statement is called a a. shelf registration O

19&20

19. A preliminary prospectus that is allowed to circulate prior to SEC approval of the registration statement is called a a. shelf registration O b. Rule 415 prospectus O seasoned equity offering od red herring 20. Which of the following indices is typically used as the small stock benchmark? a. Russell 2000 O b. Wilshire 5000 c. Standard and Poor's 500 O d. Dow Jones Industrial Average

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