Question: A new Blank _ _ _ _ _ _ rule requires fund companies and other investment advisors that register with the agency to adopt and

A new Blank______ rule requires fund companies and other investment advisors that register with the agency to adopt and enforce an ethics code, which outlines Blank______ standards to avoid conflicts of interest and requires managers to report any code violations to the fund's Blank______.
Multiple choice question.
U.S. Chamber of Commerce; general; chief financial officer
Federal Trade Commission (FTC); specific; chief executive officer
Uniform Commerce Commission; specific; chief financial officer
Securities and Exchange Commission (SEC); general; chief compliance officer

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