Question: A new Securities and Exchange Commission ( SEC ) rule requires fund companies and other investment advisors that register with the SEC to adopt and

A new Securities and Exchange Commission

(

SEC

)

rule requires fund companies and other investment advisors that register with the SEC to adopt and enforce an ethics code, which outlines general standards to avoid conflicts of interest and requires managers to report any code violations to the fund's

Multiple Choice

corporate legal counsel

chief executive officer

chairperson of the board of directors

chief compliance officer

A new Securities and Exchange Commission (SEC) rule requires fund companies

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