Question: Arbitration occurs because; Question 3 options: A client is unfairly treated by the member of an SRO and was unsuccessful in its law suit. A

Arbitration occurs because;

Question 3 options:

A client is unfairly treated by the member of an SRO and was unsuccessful in its law suit.

A client is unfairly treated by the member of an SRO

The security firm is unable to buy/sell shares for its client when a "halt" is imposed on a particular firm

The security firm is unable to successfully sue its customer for wrongdoing

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