Question: As defined by FINRA, the term retail communication includes all of the following, EXCEPT: AAn e - mail that's sent to 1 5 retail customers
As defined by FINRA, the term "retail communication" includes all of the following, EXCEPT:
AAn email that's sent to retail customers and institutional investors
BAn advertisement that's broadcast on television
CAn advertisement that's broadcast on the radio
DAn email that's sent to retail investors and prospective retail investors
Step by Step Solution
There are 3 Steps involved in it
1 Expert Approved Answer
Step: 1 Unlock
Question Has Been Solved by an Expert!
Get step-by-step solutions from verified subject matter experts
Step: 2 Unlock
Step: 3 Unlock
