Broker-dealer ABC seeks to underwrite a municipal securities offering by a local town in which the mayor is currently municipal seeking re-election. A finance professional who resides in the town and works for ABC contributed $200 to the mayor's re-election campaign 13 months ago. If the employee wants to support the campaign further without impacting the municipal securities business of the firm, he is permitted to make an additional contribution of up to what amount?
A) $50
B) $100
C) $150
D) $250

Answer rating: 100% (QA)

As per MSRB Rule G37 a broker or underwriter of municipal securities are prohibited to engaging in t... View the full answer