Question: FINRA Rule 2 0 9 0 is designed to do all of the following except A ) require members to know their customers B )
FINRA Rule is designed to do all of the following except
A
require members to "know their customers"
B
have members obtain and retain the essential facts concerning each customer.
C
require members to use reasonable diligence in regard to the opening and maintenance of every customer account
D
expect members to have a reasonable basis to believe that a series of recommended transactions are not excessive and unsuitable for the customer in light of the customer's investment profile.
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