Question: Part Two: (10%) There have been some cases where licensed Financial Planners have been banned from providing financial advice for not complying with the regulations

Part Two: (10%) There have been some cases where licensed Financial Planners have been banned from providing financial advice for not complying with the regulations established by the Financial Planning regulator ASIC. YOUR TASK Research three instances where ASIC has banned a Financial Planner in the past 5 years. Clearly explain the situation which caused the banning. Provide your opinion as to what motivated the Financial Adviser to undertake the actions which caused the banning. Note: You are able to write in first person for this repol: Maximum 1100 words How to complete Part Two successfully 1. Use a search engine to identify news reports or media publications. Ensure that the Financial Planner was initially licensed and was subsequently banned. 2. For each case study, make sure: a. you have clearly explained the situation and identified the failures leading to the banning b. that you provide your well cansidered opinion of why the Financial Planner behaved
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