Question: Please use your own word and don't copy and paste the anwser from key bank. I have that. 16.4 Special Reports to the SEC To
16.4 Special Reports to the SEC To accomplish its regulatory objectives, the SEC requires that public companies register their securities and periodically prepare and file Forms 8-K, 10-K, and 10-Q. Required a. With regard to Form 8-K, discuss 1. the purpose of the report. 2. the timing of the report. 3. the role of financial statements in the filing of the report. b. Identify five circumstances under which the SEC requires the filing of Form 8-K. c. Discuss how the filing of Form 8-K fosters the purpose of the SEC. d. Explain whether the SEC passes judgment on securities based on information contained in periodic reports. 16.4 Special Reports to the SEC To accomplish its regulatory objectives, the SEC requires that public companies register their securities and periodically prepare and file Forms 8-K, 10-K, and 10-Q. Required a. With regard to Form 8-K, discuss 1. the purpose of the report. 2. the timing of the report. 3. the role of financial statements in the filing of the report. b. Identify five circumstances under which the SEC requires the filing of Form 8-K. c. Discuss how the filing of Form 8-K fosters the purpose of the SEC. d. Explain whether the SEC passes judgment on securities based on information contained in periodic reports
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