QUESTION 1

1.1 Prepare for an audit. (2)

1.2 When preparing and planning for a safety audit, the auditor what should the Auditor ask? (5)

1.3 Examine the types of source information needed during an audit. (3) [10]

QUESTION 2

2.1 Design and develop a-3 step audit checklist. (10)

2.2 List the techniques used to obtain information of areas of familiarisation and audit observation (3)

2.3 Illustrate how an audit is conducted in line with the PDCA model. (7)

2.4 Explain what the auditor should do when planning the interview. (10)

QUESTION 3

3.1 Differentiate between vouching, confirmation and verification. (6)

3.2 Briefly discuss factors to consider when setting up an audit trail. (10)

3.3 Identify non-conformances from a case study and give evidence of the non-conformances. (4)

3.4 Discuss what aspects can be used to help new and experienced auditors to write effective non-conformities. (10)