- Question 1 (Mandatory) (10 points) Saved A market through which an entity that requires funding can receive funding is known 2 3 I as 5 6 a secondary market the buy-side a primary market the sell-side All of the above None of the above Question 2 (Mandatory) (10 points) Saved Another name for a "buy-side" role in finance is the "front office" True False Question 3 (Mandatory) (10 points) A trading opportunity with more liquidity refers to a trading opportunity that can be more easily executed a trading opportunity that is more difficult to execute a trading opportunity that is more transparent to regulators a trading opportunity that is less transparent to regulators None of the above Question A Mandaton 110 meinte Which of the following is not a name of a typical division of an investment bank? 5 6 Corporate finance Sales and trading Markets IB Wealth management O Investment management Asset management All of the above are names of typical divisions of an investment bank Question 5 (Mandatory) (10 points) The sales division of an investment bank forms new investment vehicles for clients True False - 2 3 Question 6 (Mandatory) (10 points) Which of the following certifications is most useful for a career as a research analyst? 5 6 CFA CFP FRM CBA Question 7 (Mandatory) (10 points) A CFP is the most useful certification for a career that focuses on risk True False