Question 11

(TCO E) Best practices in documenting Internal Control include all of the following except which one?

Group of answer choices

Paper work and approval flows

Risk management tools

Event management tools

Document management tools

Question 12

(TCO E) Events that may rise to the threshold of requiring the filing of an 8-K form under Section 409 include which of the following?

Group of answer choices

Early supplier deliveries

Enterprise Resource Planning system crashes

Low inventory of supplies

Increase in sales orders

Question 13

(TCO F) Which of the following is not a consideration when developing policies, procedures, and practices relating to computer investigations?

Group of answer choices

Repair and recovery

Mitigation

Prevention and sanctions

Reporting to law enforcement

Question 14

(TCO F) Computer forensics consists of all of the activities except which of the following?

Group of answer choices

Acquiring data

Judging data

Examining data

Presenting data

Question 15

(TCO F) Which of the following is not a true statement regarding SOX compliance?

Group of answer choices

SOX compliance can be approached as a point in time activity

The best approach for SOX compliance is holistic

The best approach for SOX is to segregate responsibilities

SLA can provide evidence of compliance