Question: Question 2 3 5 pts Report em What is the difference between a securities broker and a securities dealer? in Exam q , Brokes cas
Question
pts
Report
em
What is the difference between a securities broker and a securities dealer?
in Exam
Brokes cas hold inventorg, while dealers cannot
Brobers charge a flat lee, while dealers earn comeniusions
Brobens are registed by the SEC, while dealen are not.
Step by Step Solution
There are 3 Steps involved in it
1 Expert Approved Answer
Step: 1 Unlock
Question Has Been Solved by an Expert!
Get step-by-step solutions from verified subject matter experts
Step: 2 Unlock
Step: 3 Unlock
