Question: Question 5 ( 1 point ) Financial advisor John Smith manages investment accounts for clients mostly in his home state of Ohio. He should register
Question point
Financial advisor John Smith manages investment accounts for clients mostly in his home
state of Ohio. He should register with the Ohio division of securities if:
Assets under his management are less than million
He is not a CFP certificant
He has any clients outside Ohio
The assets under his management exceed million
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